-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGumYE9CnhPZj9YkMUxXRT2YXQGBG5NQtPY/cQpHwvY40wSO1D0snY1I2/p4stf0 5tL6btuAQ8Waj7i5z9ISFA== 0000916641-98-000150.txt : 19980220 0000916641-98-000150.hdr.sgml : 19980220 ACCESSION NUMBER: 0000916641-98-000150 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980219 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN FINANCIAL BANCORP INC /VA/ CENTRAL INDEX KEY: 0000914789 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 541779978 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-50615 FILM NUMBER: 98545809 BUSINESS ADDRESS: STREET 1: 37 EAST MAIN ST CITY: WARRENTON STATE: VA ZIP: 20186 BUSINESS PHONE: 5403493900 MAIL ADDRESS: STREET 1: 37 EAST MAIN ST CITY: WARRENTON STATE: VA ZIP: 22186 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN FINANCIAL FEDERAL SAVINGS BANK DATE OF NAME CHANGE: 19931116 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DODRILL DAVIS S CENTRAL INDEX KEY: 0001053443 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1355 BEVERLY RD STREET 2: STE 215 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7035060810 MAIL ADDRESS: STREET 1: 1355 BEVERLY RD STREET 2: STE 215 CITY: MCLEAN STATE: VA ZIP: 22101 SC 13D/A 1 SOUTHERN FINANCIAL-DAVIS S. DODRILL SC 13D/A Page 1 of 53 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* AND FINAL Southern Financial Bancorp, Inc. (Name of Issuer) Common Stock, 8.00 par value per share (Title of Class of Securities) 842870107 (CUSIP Number) David S. Dodrill, c/o Geo. H. Rucker Realty Corp. 1355 Beverly Road, Suite 215, McLean, VA 22101 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) November 19, 1997 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13D CUSIP No. 842871105 Page 2 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Geo. H. Rucker Realty Corporation 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 12,751.31 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 12,751.31 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,751.31 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.78753 14) Type of Reporting Person* EP *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 3 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Rucker Enterprises, Inc. Deferred Profit Sharing Trust 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 4071.71 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 4071.71 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 4071.71 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.25147 14) Type of Reporting Person* EP *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 4 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David S. Dodrill 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 4,832 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 4,832 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,832 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.30974 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 5 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Dollie L. Dodrill 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 2,200 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 2,200 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,200 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.14102 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 6 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lewis Dean Dodrill 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 133 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 133 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 133 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) (0.00852) 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 7 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Deborah Dodrill 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 133 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 133 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 133 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.00852 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 8 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Matthew Nathanial Dodrill, UGMAVA 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 266 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 266 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 266 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.01705 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 9 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Nicholas Christopher Dodrill, UGMAVA 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 553 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 553 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 553 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.03416 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 10 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alexander William Dodrill, UGMAVA 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 533 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 533 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 533 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.03416 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 11 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alicia Dodrill, UGMAVA 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 133 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 133 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 133 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.00852 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 12 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person William L. Stone, III and Kathleen L. Stone 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 0 Shares Beneficially Owned by 8) Shared Voting Power 147.98 Each Reporting Person With 9) Sole Dispositive Power 0 10) Shared Dispositive Power 147.98 11) Aggregate Amount Beneficially Owned by Each Reporting Person 147.98 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.00948 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 13 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Sally Hart Hunt 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 553 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 553 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 553 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.03544 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 14 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Matthew Carter Hunt Trust 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 152 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 152 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 152 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.00974 14) Type of Reporting Person* OO *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 15 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lucy P. Jones 1991 Trust 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 8,378 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 8,378 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 8,378 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.53705 14) Type of Reporting Person* OO *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 16 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Susan Jones Cooper 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 1,637 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 1,637 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,637 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.10493 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 17 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Susan Jones Cooper, IRA by Prudential Securities, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 3,388 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 3,388 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,388 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.21717 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 18 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Carleton R. Cooper, IRA by Prudential Securities, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 3,388 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 3,388 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,388 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.21717 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 19 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Henry C. Rucker, IRA by DLJSC, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 5,847 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 5,847 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 5,847 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.37480 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 20 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Heidi C. Rucker, IRA by DLJSC, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 1,093 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 1,093 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,093 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.07006 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 21 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Harriet J. Rucker 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 169 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 169 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 169 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.01043 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 22 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Harriet J. Rucker, by DLJSC, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 2,420 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 2,420 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,420 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.15512 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 23 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Derek P. Rucker 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 3,933 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 3,933 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,933 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.25211 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 24 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Derek P. Rucker, by DLJSC, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 2,040 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 2,040 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,040 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.13076 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 25 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Michael P. Rucker 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 5,836 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 5,836 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 5,836 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.36044 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 26 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Michael P. Rucker, IRA 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 3,660 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 3,660 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,660 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.23461 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 27 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Michael P. Rucker, Smith Barney Shearson- SEP, Custodian 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 2,131 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 2,131 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,131 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.13660 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 28 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Phoebe Katherine Price Rucker Trust Michael Rucker, Trustee 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 161.87 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 161.87 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 161.87 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.01037 14) Type of Reporting Person* OO *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 29 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Charles D. Mason 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 994 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 994 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 994 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.06371 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Schedule 13D CUSIP No. 842871105 Page 30 of 53 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Terry B. Light 2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3) SEC Use Only 4) Source of Funds* PF 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)or 2(e) [ ] 6) Citizenship or Place of Organization United States of America Number of 7) Sole Voting Power 2,075.50 Shares Beneficially Owned by 8) Shared Voting Power 0 Each Reporting Person With 9) Sole Dispositive Power 2,075.50 10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,075.50 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13) Percent of Class Represented by Amount in Row (11) 0.13304 14) Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 31 of 53 Pages Item 1. Security and Insurer NO CHANGE Item 2. Identity and Background
Principal Business Name and Address of Organization Through Name, Address and Principal Which Principal Citizenship Occupation Occupation Conducted - ------------------- ------------- -------------------------- Geo. H. Rucker Realty Deferred Profit 1355 Beverly Road #215 Corp. Deferred Profit Sharing Plan McLean, VA 22101 Sharing Plan 1355 Beverly Road, #215 McLean, VA 22101 (Virginia Corporation) For the benefit of: David S. Dodrill Susan Jones Cooper Michael P. Rucker Verna Siske Richard C. Wolff Rucker Enterprises, Inc. Deferred Profit Sharing 1355 Beverly Road, #215 Deferred Profit Sharing Trust McLean, Virginia 22101 Trust 1355 Beverly Road #215 McLean, VA 22101 (Virginia Corporation) For the benefit of: Dollie Dodrill Joy Hilton Carol Majors Charles Mason Thomas Light John J. Wehauser Cindy McGurgan Page 32 of 53 Pages David S. Dodrill President, Geo. H. Rucker Geo. H. Rucker Realty 2469 N. Wakefield Ct. Realty Corp. Corp. Arlington, VA 22207 1355 Beverly Road #215 American McLean, Virginia 22101 Dollie L. Dodrill Accounting Rucker Enterprises, Inc. 2469 N. Wakefield Ct. 1355 Beverly Road, #215 Arlington, VA 22207 McLean, VA 22101 American Lewis Dean Dodrill President Amteva Technologies, Inc. 12401 Northlake Place Amteva Technologies, Inc. 5040 Sadler Road #200 Richmond, VA 23233 Glen Allen, VA 23060 American Deborah Dodrill Housewife 12401 Northlake Place 12401 Northlake Place Richmond, VA 23233 Richmond, VA 23233 American Matthew Nathanial A minor 12401 Northlake Place Dodrill Richmond, VA 23233 c/o Lewis D. Dodrill 12401 Northlake Place Richmond, VA 23233 American Nicholas Christopher A minor 12401 Northlake Place Dodrill Richmond, VA 23233 c/o Lewis D. Dodrill 12401 Northlake Place Richmond, VA 23233 American Alexander William A minor 12401 Northlake Place Dodrill Richmond, VA 23233 c/o Lewis D. Dodrill 12401 Northlake Place Richmond, VA 23233 American Page 33 of 53 Pages Alicia Dodrill A minor 12401 Northlake Place c/o Lewis D. Dodrill Richmond, VA 23233 12401 Northlake Place Richmond, VA 23233 American William L. Stone, III and Retired M.D. 4807 37th Street, N Kathleen L Stone, Housewife Arlington, VA 22207 Joint Tenants 4807 37th Street, N Arlington, VA 22207 American Sally Hart Hunt Housewife 7904 Bounding Bend Ct. 7904 Bounding Bend Ct. Rockville, MD 20855 Rockville, MD 20855 American Matthew Carter Hunt Trust 7904 Bounding Bend Ct. Trust, Sally Hart Hunt, Rockville, MD 20855 Trustee 7904 Bounding Bend Ct. Rockville, MD 20855 Lucy P. Jones 1991 Trust Trust 2801 N. Brandywine St. by Susan Jones Cooper, Arlington, VA 22207 Trustee 2801 N. Brandywine St. Arlington, VA 22207 Susan Jones Cooper Secretary, Geo. H. Rucker 1355 Beverly Road, #215 (wife of Carleton R. Realty Corp. McLean, VA 22101 Cooper) 2801 N. Brandywine St. Arlington, VA 22207 American Page 34 of 53 Pages Carleton R. Cooper Government Contractor 1355 Beverly Road, #215 (husband of Susan Jones McLean, VA 22101 Cooper) 2801 N. Brandywine St. Arlington, VA 22207 American Henry C. Rucker, IRA IRA 1003 W. Centennial Dr. by DLJSC, Custodian Peoria, IL 61614-2828 1003 W. Centennial Dr. Peoria, IL 61614-2828 American Heidi C. Rucker, IRA IRA 1003 W. Centennial Dr. by DLJSC, Custodian Peoria, IL 61614-2828 1003 W. Centennial Dr. Peoria, IL 61614-2828 American Harriet J. Rucker Housewife 1003 W. Centennial Dr. 1003 W. Centennial Dr. Peoria, IL 61614-2828 Peoria, IL 61614-2828 American Harriet J. Rucker, IRA IRA 1003 W. Centennial Dr. by DLJSC, Custodian Peoria, IL 61614-2828 1003 W. Centennial Dr. Peoria, IL 61614-2828 American Derek P. Rucker Student 1003 W. Centennial Dr. 1003 W. Centennial Dr. Peoria, IL 61614-2828 Peoria, IL 61614-2828 American Michael P. Rucker Executive 1003 W. Centennial Dr. 1003 W. Centennial Dr. Caterpillar Tractor Peoria, IL 61614-2828 Peoria, IL 61614-2828 American Page 35 of 53 Pages Phoebe Katherine Price Trust 1003 W. Centennial Dr. Rucker, Trust Peoria, IL 61614-2828 Michael P. Rucker, Trustee 1003 W. Centennial Dr. Peoria, IL 61614-2828 Charles D. Mason Property Manager 1355 Beverly Road, #215 2755 Copper Creek Rd. Rucker Enterprises, Inc. McLean, VA 22101 Herndon, VA 22071 American Terry B. Light Attorney P. O. Box 6986 9800 Spring Ridge McLean, Virginia 22106 Vienna, VA 22180 American
None of the individuals or corporation by whom or which this Schedule 13d is filed, nor any of such corporations executive officers, directors or controlling persons, during the last five years, (a) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Page 36 of 53 Pages Item 3. Source and Amount of Fund or Other Consideration ------- ------------------------------------------------ NO CHANGE - except that the following shares have been sold and purchased:
# of Sold By: Date Shares Price - -------- ---- ------ ----- GHRRC 8/4/97 2,500 $16.25 8/5/97 2,500 16.25 8/12/97 2,600 17.00 9/19/97 3,500 20.00 10/27/97 2,000 20.25 11/19/97 3,714 19.25 11/19/97 300 19.50
Purchased By: - ------------- GHRRC Deferred 11/20/97 99.31 Profit Sharing Plan Rucker Enterprises, Inc. 11/20/97 31.71 Deferred Profit Sharing Plan Harriet J. Rucker since 6/23/97 23 Michael P. Rucker since 6/23/97 63 Item 4. Purpose of Transaction - ------- ---------------------- NO CHANGE Page 37 of 53 Pages Item 5. Interest in Securities of Issuer - ------- -------------------------------- Set forth below is information relating to any beneficial ownership of Shares by the Reporting Persons.
Percent Voting Power Disposition Power Total of Name Sole / Shared Sole / Shared Shares Outstanding(2) - ---- ------------- ----------------- ------ ------------ GHRRC Deferred 12,751.31 / 0 12,751.31 / 0 12,751.31 (0.78753) Profit Sharing Plan Rucker Enterprises, 4,071.71 / 0 4,071.71 / 0 4,071.71 (0.25147) Inc. Deferred Profit Sharing Trust David S. Dodrill 4,832 0 4,832 0 4,832 (0.29843) Dollie L. Dodrill 2,200 0 2,200 0 2,200 (0.13587) Lewis Dean Dodrill 133 0 133 0 133 (0.00821) Deborah Dodrill 133 0 133 0 133 (0.00821) Matthew Nathanial 266 0 266 0 266 (0.01642) Dodrill, UGMAVA Nicholas Christopher 533 0 533 0 533 (0.03291) Dodrill, UGMAVA Alexander William 533 0 533 0 533 (0.03291) Dodrill, UGMAVA Alicia Dodrill, 133 0 133 0 133 (0.00821) UGMAVA William L., III & 0 147.98 0 147.98 147.98 (0.00913) Kathleen L. Stone Sally Hart Hunt 553 0 553 0 553 (0.03415) Matthew Carter Hunt 152 0 152 0 152 (0.00938) Trust Lucy P. Jones 1991 8,378 0 8,378 0 8,378 (0.51743) Trust Susan Jones Cooper 1,637 0 1,637 0 1,637 (0.10110) - ---------------- 2Based on 1,619,132 shares Page 38 of 53 Pages Susan Jones Cooper, 3,388 0 3,388 0 3,388 (0.20924) IRA by Prudential Securities, Custodian Carleton R. Cooper, 3,388 0 3,388 0 3,388 (0.20924) IRA by Prudential Securities, Custodian Henry C. Rucker, IRA 5,847 0 5,847 0 5,847 (0.36111) by DLJSC, Custodian Heidi C. Rucker, IRA 1,093 0 1,093 0 1,093 (0.06750) by DLJSC, Custodian Harriet J. Rucker 169 0 169 0 169 (0.01043) Harriet J. Rucker, by 2,420 0 2,420 0 2,420 (0.14946) DLJSC, Custodian Derek P. Rucker 3,933 0 3,933 0 3,933 (0.24290) Derek P. Rucker, by 2,040 0 2,040 0 2,040 (0.12599) DLJSC, Custodian Michael P. Rucker 5,836 0 5,836 0 5,836 (0.36044) Michael P. Rucker, IRA 3,660 0 3,660 0 3,660 (0.22604) Michael P. Rucker, 2,131 0 2,131 0 2,131 (0.13161) Smith Barney Shearson SEP, Custodian Phoebe Katherine Price 161.87 0 161.87 0 161.87 (0.00999) Rucker Trust Michael Rucker, Trustee Charles D. Mason 994 0 994 0 994 (0.06139) Terry B. Light 2,075.5 0 2,075.5 0 2,075.5 (0.12818) _________________________________________________________________________________________________ TOTALS 73,442.39/147.98 73,442.39/147.98 73,590.37 (4.54)
Transactions in Securities of Issuer in past sixty days: See Item 3. Page 39 of 53 Pages Item 6. Contracts, Arrangements, Understandings or Relationship with - ------- ------------------------------------------------------------ respect to Securities of the Issuer. - NONE ------------------------------------ Item 7. Material to be Filed as Exhibits. - NONE - ------- --------------------------------- Page 40 of 53 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Geo. H. Rucker Realty Corporation, Date Deferred Profit Sharing Plan by David S. Dodrill, Trustee /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Rucker Enterprises, Inc. Date Deferred Profit Sharing Trust by Dollie L. Dodrill, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- David S. Dodrill Date /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Dollie L. Dodrill, by David S. Date Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Lewis Dean Dodrill by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Deborah Dodrill by David S. Dodrill, Date her Attorney-in-Fact Page 41 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Matthew Nathanial Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Nicholas Christopher Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Alexander William Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Alicia Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- William L., III and Kathleen L. Stone, Date Joint Tenants, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Sally Hart Hunt, by David S. Dodrill, Date her Attorney-in-Fact Page 42 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Matthew Carter Hunt Trust, Date Sally Hart Hunt, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Lucy P. Jones 1991 Trust Date by Susan Jones Cooper, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Susan Jones Cooper by David S. Date Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Carleton R. Cooper, by David S. Date Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Henry C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Heidi C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Harriet J. Rucker, by David S. Dodrill Date her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Derek P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact Page 43 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Michael P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Michael P. Rucker, Smith Barney Date Shearson-SEP, Custodian by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Phoebe Katherine Price Rucker Trust Date by Michael P. Rucker, Trustee by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Charles D. Mason, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - -------------------------------------------- ----------------- Terry B. Light by David S. Dodrill Date his Attorney-in-Fact
Page 44 of 53 Pages EXHIBIT A The undersigned agree that the Schedule 13D attached hereto is filed on behalf of each of the undersigned. The undersigned further understand that under the rules of the Securities and Exchange Commission, the undersigned are responsible for the timely filing of this schedule and any amendments thereto, and for the completeness and accuracy of the information relating to them therein, but that the undersigned are not responsible for the completeness or accuracy of information herein relating to other persons, unless the undersigned know or have reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the undersigned have hereunto signed their names. /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Geo. H. Rucker Realty Corporation, Date Deferred Profit Sharing Plan by David S. Dodrill, Trustee /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Rucker Enterprises, Inc. Date Deferred Profit Sharing Trust by Dollie L. Dodrill, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- David S. Dodrill Date /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Dollie L. Dodrill, by David S. Date Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Lewis Dean Dodrill by David S. Dodrill, Date his Attorney-in-Fact Page 45 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Deborah Dodrill by David S. Dodrill, Date her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Matthew Nathanial Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Nicholas Christopher Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Alexander William Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Alicia Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- William L., III and Kathleen L. Stone, Date Joint Tenants, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Sally Hart Hunt, by David S. Dodrill, Date her Attorney-in-Fact Page 46 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Matthew Carter Hunt Trust, Date Sally Hart Hunt, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Lucy P. Jones 1991 Trust Date by Susan Jones Cooper, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Susan Jones Cooper by David S. Date Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Carleton R. Cooper, by David S. Date Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Henry C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Heidi C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Harriet J. Rucker, by David S. Dodrill Date her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Derek P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact Page 47 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Michael P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Michael P. Rucker, Smith Barney Date Shearson-SEP, Custodian by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Phoebe Katherine Price Rucker Trust Date by Michael P. Rucker, Trustee by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Charles D. Mason, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Terry B. Light by David S. Dodrill Date his Attorney-in-Fact
Page 48 of 53 Pages EXHIBIT B DISCLAIMER OF BENEFICIAL OWNERSHIP The undersigned Reporting Persons do hereby expressly declare that the filing of this Schedule 13-D amendment with respect to the stock of Southern Financial Federal Savings Bank shall not be construed as an admission that such persons are, for the purposes of Section 13(d), or 13(g) of the Securities and Exchange Act of 1934, the beneficial owners of any securities covered by Schedule 13-D and this amendment except those shares attributed to the undersigned in Item 3 of Schedule 13- D of this amendment. /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Geo. H. Rucker Realty Corporation, Date Deferred Profit Sharing Plan by David S. Dodrill, Trustee /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Rucker Enterprises, Inc. Date Deferred Profit Sharing Trust by Dollie L. Dodrill, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- David S. Dodrill Date /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Dollie L. Dodrill, by David S. Date Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Lewis Dean Dodrill by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Deborah Dodrill by David S. Dodrill, Date her Attorney-in-Fact Page 49 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Matthew Nathanial Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Nicholas Christopher Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Alexander William Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Alicia Dodrill, UGMAVA Date by Lewis Dean & Deborah Lynn Dodrill as Custodians, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- William L., III and Kathleen L. Stone, Date Joint Tenants, by David S. Dodrill, their Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Sally Hart Hunt, by David S. Dodrill, Date her Attorney-in-Fact Page 50 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Matthew Carter Hunt Trust, Date Sally Hart Hunt, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Lucy P. Jones 1991 Trust Date by Susan Jones Cooper, Trustee by David S. Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Susan Jones Cooper by David S. Date Dodrill, her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Carleton R. Cooper, by David S. Date Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Henry C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Heidi C. Rucker, IRA by DLJSC, Custodian Date by David S. Dodrill her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Harriet J. Rucker, by David S. Dodrill Date her Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Derek P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact Page 51 of 53 Pages /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Michael P. Rucker, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Michael P. Rucker, Smith Barney Date Shearson-SEP, Custodian by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Phoebe Katherine Price Rucker Trust Date by Michael P. Rucker, Trustee by David S. Dodrill, his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Charles D. Mason, by David S. Dodrill, Date his Attorney-in-Fact /s/ DAVID S. DODRILL (SEAL) 1/16/98 - ------------------------------------------------- ------------------- Terry B. Light by David S. Dodrill Date his Attorney-in-Fact
Page 52 of 53 Pages AUTHORIZATION/POWER OF ATTORNEY An Authorization/Power of Attorney by the following individuals appointing David S. Dodrill their attorney-in-fact for purposes of executing and filing Schedule 13D of the Securities Exchange Act of 1934, and any amendment thereto have previously been filed with the Commission and are incorporated herein by this reference: 1. Geo. H. Rucker Realty Corp. Deferred Profit Sharing Plan 2. Rucker Enterprises, Inc. Deferred Profit Sharing Trust 3. Dollie L. Dodrill 4. Lewis Dean Dodrill 5. Deborah Dodrill 6. Matthew Nathanial Dodrill, UGMAVA 7. Nicholas Christopher Dodrill, UGMAVA 8. Alexander William Dodrill, UGMAVA 9. Alicia Dodrill, UGMAVA 10. William L., III & Kathleen L. Stone 11. Sally Hart Hunt 12. Matthew Carter Hunt Trust 13. Lucy P. Jones 1991 Trust 14. Susan Jones Cooper 15. Carleton R. Cooper 16. Henry C. Rucker 17. Heidi C. Rucker 18. Harriet J. Rucker 19. Derek P. Rucker 20. Michael P. Rucker 21. Phoebe Katherine Price Rucker Trust 22. Charles D. Mason 23. Terry B. Light Page 53 of 53 Pages AUTHORIZATION/POWER OF ATTORNEY The undersigned hereby authorizes and appoints David S. Dodrill as his/her/it's attorney-in-fact to sign and file on behalf of the undersigned this Schedule 13D under the Securities Exchange Act of 1934, and any amendment thereto which relates to the beneficial ownership by the undersigned and certain other persons of shares of Southern Financial Federal Savings Bank. The undersigned understands that under the rules of the Securities and Exchange Commission, the undersigned is responsible for the timely filing of this schedule and any amendments thereto, and for the completeness and accuracy of the information relating to the undersigned therein, but that the undersigned is not responsible for the completeness or accuracy of information therein relating to other persons, unless the undersigned knows or has reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the undersigned has hereunto signed this ____ day of _________________, 19__. _________________________ (SEAL) -----END PRIVACY-ENHANCED MESSAGE-----